Financial Sector Regulation Act — Part 1 | Act 9 of 2017 — South Africa law | Esheria

Financial Sector Regulation Act

Part 1 of 8 · provisions 1–200

This provision text only shows headings and the table of contents for section 4 of the Financial Sector Regulation Act, 2017.

AI-assisted research synopsis — verify against the official legal text below.

Jurisdiction
South Africa
Instrument
Act or statute
Citation
Act 9 of 2017
Version
Undated source snapshot
Language
en
Updated
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Ombud Council Reserve Bank concurrence account administration accountability accounting accounting authority accounting records acquisitions and disposals acting appointments administration administrative action administrative action procedures administrative law administrative penalties administrative powers administrative procedure administrative sanctions advertising alternative dispute resolution amalgamations amendment amendment to existing provision amendments annual financial statements +873 more

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Statute overview

About this statute

This provision text only shows headings and the table of contents for section 4 of the Financial Sector Regulation Act, 2017. This section is titled “Application of other legislation” and introduces the Reserve Bank’s responsibility for financial stability. Heading for section 12 on monitoring of risks by the Reserve Bank. Section 14 is titled “Determination of systemic events.” This section heading refers to directives to financial sector regulators.

Legal text

Provisions of Financial Sector Regulation Act

Showing 200 of 1,463

Part

Part 1

  1. 4

    AI-assisted research summary: This provision text only shows headings and the table of contents for section 4 of the Financial Sector Regulation Act, 2017.

    4 No. 41060 GOVERNMENT GAZETTE, 22 AUGUST 2017 Act No. 9 of 2017 Financial Sector Regulation Act, 2017 4 3. 4. 5. 6. Financial services Financial stability Responsible authorities Financial institutions that are juristic persons Part 2 Object and administration of Act 7. 8. Object of Act Administration of Act Part 3 Application of other legislation Inconsistencies between Act and other financial sector laws 9.
  2. 12

    Monitoring of risks by Reserve Bank

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    AI-assisted research summary: Heading for section 12 on monitoring of risks by the Reserve Bank.

    12. Monitoring of risks by Reserve Bank 13. Financial stability review Part 2 Managing systemic events and risks in relation to systemic events Functions of Reserve Bank in relation to systemic events Information to Minister Responsibilities of financial sector regulators
  3. 33

    AI-assisted research summary: This text only gives the section title "Objective Functions" and the start of "Part 2 Governance."

    33. Objective Functions 34. Part 2 Governance
  4. 57

    AI-assisted research summary: This section is labeled “Objective Functions” and appears to introduce the governance and roles of the Executive Committee, Commissioner, and Deputy Commissioners.

    57. Objective Functions 58. Part 2 Governance Establishment and role of Executive Committee Commissioner and Deputy Commissioners Roles of Commissioner and Deputy Commissioners Terms of office Service conditions Removal from office
  5. 77

    Memoranda of understanding

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    AI-assisted research summary: Section 77 is titled “Memoranda of understanding.”

    77. Memoranda of understanding
  6. 78

    Other organs of state

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    AI-assisted research summary: This section is a heading for “Other organs of state” and refers to the Financial System Council of Regulators.

    78. Other organs of state Part 2 Financial System Council of Regulators Financial System Council of Regulators 79.
  7. 90

    Application of Part to Ombud Council

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    AI-assisted research summary: This section says the Part applies to the Ombud Council.

    90. Application of Part to Ombud Council Part 2 Administrative justice
  8. 100

    Urgent regulatory instruments

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    AI-assisted research summary: 100. Urgent regulatory instruments

    100. Urgent regulatory instruments
  9. 101

    Part does not limit other consultation

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    AI-assisted research summary: This section says the Part does not limit other consultation.

    101. Part does not limit other consultation
  10. 102

    Making, publication and commencement of regulatory instruments

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    AI-assisted research summary: Section 102 concerns the making, publication, and commencement of regulatory instruments.

    102. Making, publication and commencement of regulatory instruments
  11. 103

    Submission of regulatory instruments to Parliament

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    AI-assisted research summary: This section concerns submission of regulatory instruments to Parliament.

    103. Submission of regulatory instruments to Parliament
  12. 104

    Reports on consultation processes

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    AI-assisted research summary: Section 104 is titled “Reports on consultation processes” and appears in Part 2 (Standards), under “Joint standards.”

    104. Reports on consultation processes Part 2 Standards Joint standards
  13. 111

    Licence requirement in respect of providers of financial products and financial

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    AI-assisted research summary: This section concerns licence requirements for providers of financial products and financial services, and market infrastructures.

    111. Licence requirement in respect of providers of financial products and financial services, and market infrastructures Part 2 Licences required in terms of section 111(1)(b) or (2) or section 162 Interpretation 112.
  14. 129

    Application and interpretation of Chapter

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    AI-assisted research summary: This section states that the Chapter applies and is to be interpreted according to its title-scope.

    129. Application and interpretation of Chapter
  15. 130

    Legal professional privilege

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    AI-assisted research summary: This text only shows the heading for “Legal professional privilege” and the start of the next section on information gathering.

    130. Legal professional privilege Part 2 Information gathering 131. Information gathering This gazette is also available free online at www.gpwonline.co.za Molao wa Taolo ya Lephata la Ditshelete , 2017 Nmr 9 ya 2017 GOVERNMENT GAZETTE, 22 AUGUST 2017 No. 41060 13 13 KGAOLO 8 KABO YA LAESENSE Karolo 1 Ditlhokego tsa kabo ya laesense
  16. 141

    Guidance notices

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    AI-assisted research summary: This section is headed “Guidance notices” and “Interpretation rulings” within Part 2 on directives by financial sector regulators.

    141. Guidance notices 142. Interpretation rulings Part 2 Directives by financial sector regulators
  17. 157

    Significant owners

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    AI-assisted research summary: This provision is titled “Significant owners.”

    157. Significant owners
  18. 158

    Approvals and notifications relating to significant owners

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    AI-assisted research summary: This section is about approvals and notifications relating to significant owners.

    158. Approvals and notifications relating to significant owners
  19. 159

    Standards in respect of, and regulator’s directives to, significant owners

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    AI-assisted research summary: This provision is a heading about standards for significant owners and the regulator’s directives to them.

    159. Standards in respect of, and regulator’s directives to, significant owners CHAPTER 12 FINANCIAL CONGLOMERATES Financial conglomerates

Part

Part 3

  1. 10

    Application of other legislation

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    AI-assisted research summary: This section is titled “Application of other legislation” and introduces the Reserve Bank’s responsibility for financial stability.

    10. Application of other legislation CHAPTER 2 FINANCIAL STABILITY Part 1 Powers and functions of Reserve Bank Responsibility for financial stability 11.
  2. 23

    Administrative support by Reserve Bank

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    AI-assisted research summary: Section title only: Administrative support by Reserve Bank.

    23. Administrative support by Reserve Bank
  3. 24

    Meetings and procedure

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    AI-assisted research summary: This section heading identifies “Meetings and procedure” and places it within Part 4 on the Financial Sector Contingency Forum.

    24. Meetings and procedure Part 4 Financial Sector Contingency Forum 25. Financial Sector Contingency Forum This gazette is also available free online at www.gpwonline.co.za Molao wa Taolo ya Lephata la Ditshelete , 2017 Nmr 9 ya 2017 GOVERNMENT GAZETTE, 22 AUGUST 2017 No. 41060 5 5 3. 4. 5. 6. Ditirelo tsa ditsˇhelete Tlhomamo ya ditsˇhelete Bothati jo bo rwalang maikarabelo Ditheo tsa ditsˇhelete tseo e leng ditheo tsa molao Karolo 2 Maitlhomo le tsamaiso ya Molao 7. 8. Maitlhomo a Molao Tsamaiso ya Molao Karolo 3 Tiragatso ya molao o mongwe 9. 10. Go sa tlhomamang magareng ga Molao le melao e mengwe ya lephata la ditsˇhelete Tiragatso ya molawana o mongwe KGAOLO 2 TLHOMAMO YA DITSˇHELETE Karolo 1 Dithata le ditiro tsa Banka ya Resefe
  4. 52

    Duties of staff members

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    AI-assisted research summary: This section is titled “Duties of staff members.”

    52. Duties of staff members 53. 54.
  5. 55

    Annual reports and financial accounts

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    AI-assisted research summary: Section 55 is titled “Annual reports and financial accounts” and mentions financial management duties and information by the Chief Executive Officer.

    55. Annual reports and financial accounts Financial management duties of Chief Executive Officer Information by Chief Executive Officer This gazette is also available free online at www.gpwonline.co.za Molao wa Taolo ya Lephata la Ditshelete , 2017 Nmr 9 ya 2017 GOVERNMENT GAZETTE, 22 AUGUST 2017 No. 41060 7 7 Karolo 5 Botsayakarolo jwa balaodi ba lephata la ditsˇhelete le maphata a mangwe a puso mo go tshegetseng tlhomamo ya ditsˇhelete 26. Tirisanommogo magareng ga Banka ya Resefe le balaodi ba lephata la ditsˇhelete mabapi le tlhomamo ya ditsˇhelete
  6. 27

    Memorantamo wa tumalano o o mabapi le tlhomamo ya ditsˇhelete

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    AI-assisted research summary: This section appears to be a heading about a memorandum on financial stability and important regulated financial institutions.

    27. Memorantamo wa tumalano o o mabapi le tlhomamo ya ditsˇhelete Botsayakarolo jwa maphata a mangwe a puso mabapi 28. ditsˇhelete le tlhomamo ya Karolo 6 Ditheo tsa ditsˇhelete tse di botlhokwa tse di rulaganeng Tshupo ya ditheo tsa ditsˇhelete tse di botlhokwa tse di rulaganeng 29.
  7. 30

    Maemo a a botlhokwa le ditaelo tsa bolaodi mabapi le ditheo tsa ditsˇhelete tse

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    AI-assisted research summary: This section is titled as rules and directions from the authority about important financial institutions.

    30. Maemo a a botlhokwa le ditaelo tsa bolaodi mabapi le ditheo tsa ditsˇhelete tse di botlhokwa tse di rulaganeng
  8. 31

    Go swetsa le dikgato tse di tshwanang mabapi le ditheo tsa ditsˇhelete tse di

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    AI-assisted research summary: This section is a heading about important financial institutions and the supervisory authority.

    31. Go swetsa le dikgato tse di tshwanang mabapi le ditheo tsa ditsˇhelete tse di botlhokwa tse di rulaganeng KGAOLO 3 BOTHATI JWA TLHOKOMELO Karolo 1 Go tlhongwa, maitlhomo le ditiro
  9. 34

    AI-assisted research summary: Section 34 is a heading about duties/functions in Part 2.

    34. Ditiro Karolo 2 Puso Botsayakarolo jwa Motlhankedimogolo wa Khuduthamaga Paka ya Tiro ya Motlhankedimogolo wa Khuduthamaga
  10. 35

    Maitlhomo ka kakaretso a puso

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    AI-assisted research summary: Section 35 is titled “Maitlhomo ka kakaretso a puso”.

    35. Maitlhomo ka kakaretso a puso
  11. 36

    Go thapiwa ga Motlhankedimogolo wa Khuduthamaga

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    AI-assisted research summary: This provision is a section heading about the executive mayor; no operative rule is stated in the text provided.

    36. Go thapiwa ga Motlhankedimogolo wa Khuduthamaga 37. 38.
  12. 39

    Go tloswa ga Motlhankedimogolo wa Khuduthamaga

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    AI-assisted research summary: Section 39 is about the removal of the Head of the Executive.

    39. Go tloswa ga Motlhankedimogolo wa Khuduthamaga
  13. 40

    Motlhankedimogolo wa Khuduthamaga wa nama-o-tshwere

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    AI-assisted research summary: Section 40 is titled “Motlhankedimogolo wa Khuduthamaga wa nama-o-tshwere.”

    40. Motlhankedimogolo wa Khuduthamaga wa nama-o-tshwere
  14. 41

    Go tlhongwa ga Komiti ya Tlhokomelo

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    AI-assisted research summary: This section is titled “Go tlhongwa ga Komiti ya Tlhokomelo” (establishment of a committee of oversight).

    41. Go tlhongwa ga Komiti ya Tlhokomelo 42.
  15. 43

    Dikopano tsa Komiti ya Tlhokomelo

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    AI-assisted research summary: Section 43 is titled “Dikopano tsa Komiti ya Tlhokomelo” (meetings of the oversight committee).

    43. Dikopano tsa Komiti ya Tlhokomelo
  16. 44

    Ditshwetso tsa Komiti ya Tlhokomelo

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    AI-assisted research summary: Section 44 is only a heading in the supplied text; no operative rule is stated.

    44. Ditshwetso tsa Komiti ya Tlhokomelo 45.
  17. 46

    Ditiro tsa maloko a Komiti ya Tlhokomelo le maloko a dikomititlaleletso

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    AI-assisted research summary: Section heading for the duties of members of the oversight committee and subcommittees.

    46. Ditiro tsa maloko a Komiti ya Tlhokomelo le maloko a dikomititlaleletso 47.
  18. 48

    AI-assisted research summary: The provided text appears to be a heading for section 48 (“Ditholelo”) and adjacent section titles, but it does not state an operative rule.

    48. Ditholelo 49. Botsayakarolo jwa Komiti ya Tlhokomelo Puso le dikomititlaleletso tse dingwe Tshenolo ya dikgatlhegelo Leano la bolaodi Karolo 3 Badiri, ditlamelo le taolo ya ditsˇhelete Badiri le ditlamelo 50.
  19. 51

    Ditlamelo tse di tlamelwang ke Banka ya Resefe

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    AI-assisted research summary: This section concerns obligations binding on the Reserve Bank.

    51. Ditlamelo tse di tlamelwang ke Banka ya Resefe
  20. 52

    Ditiro tsa maloko a badiri

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    AI-assisted research summary: Section 52 is headed “Ditiro tsa maloko a badiri.”

    52. Ditiro tsa maloko a badiri
  21. 53

    Ditiro tsa taolo ya ditsˇhelete tsa Motlhankedimogolo wa Khuduthamaga

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    AI-assisted research summary: Section 53 is titled “Ditiro tsa taolo ya ditsˇhelete tsa Motlhankedimogolo wa Khuduthamaga”.

    53. Ditiro tsa taolo ya ditsˇhelete tsa Motlhankedimogolo wa Khuduthamaga 54.
  22. 55

    Dipegelo tsa ngwaga le diakhaonto tsa ditsˇhelete

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    AI-assisted research summary: Section heading on annual statements and financial accounts; no operative rule is stated in the provided text.

    55. Dipegelo tsa ngwaga le diakhaonto tsa ditsˇhelete Tshedimosetso ka Motlhankedimogolo wa Khuduthamaga This gazette is also available free online at www.gpwonline.co.za
  23. 8

    AI-assisted research summary: This section is labeled “Establishment” under Chapter 4, Part 1 of the Financial Sector Regulation Act, 2017.

    8 No. 41060 GOVERNMENT GAZETTE, 22 AUGUST 2017 Act No. 9 of 2017 Financial Sector Regulation Act, 2017 8 CHAPTER 4 FINANCIAL SECTOR CONDUCT AUTHORITY Part 1 Establishment, objective and functions Establishment 56.
  24. 74

    Duties of staff members

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    AI-assisted research summary: This excerpt only shows the section title “Duties of staff members” and nearby headings.

    74. Duties of staff members 75. Information by Commissioner CHAPTER 5 CO-OPERATION AND COLLABORATION Part 1 Co-operation and collaboration 76. Co-operation and collaboration between financial sector regulators and Reserve Bank
  25. 84

    AI-assisted research summary: This section is a heading for meetings and related administrative-action topics.

    84. Meetings 85. Protection for financial customers in terms of financial sector laws, National Credit Act and Consumer Protection Act Independent evaluation of effectiveness of co-operation and collaboration 86. CHAPTER 6 ADMINISTRATIVE ACTIONS Part 1 Administrative action committees Establishment and membership Terms of membership 87. 88.
  26. 126

    Concurrence of financial sector regulators on licensing matters

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    AI-assisted research summary: Section 126 concerns concurrence of financial sector regulators on licensing matters.

    126. Concurrence of financial sector regulators on licensing matters
  27. 127

    Compulsory disclosure of licences

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    AI-assisted research summary: Section 127 concerns compulsory disclosure of licences.

    127. Compulsory disclosure of licences
  28. 128

    Publication

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    AI-assisted research summary: Section 128 is titled “Publication” and appears as a heading within Chapter 9, Part 1.

    128. Publication CHAPTER 9 INFORMATION GATHERING, SUPERVISORY ON-SITE INSPECTIONS AND INVESTIGATIONS Part 1 Application and interpretation
  29. 132

    Powers to conduct supervisory on-site inspections

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    AI-assisted research summary: This section is titled “Powers to conduct supervisory on-site inspections.”

    132. Powers to conduct supervisory on-site inspections 133. Interference with supervisory on-site inspections Part 4 Investigations Investigators 134.
  30. 151

    Enforceable undertakings

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    AI-assisted research summary: Section 151 is titled “Enforceable undertakings” and appears under Part 4 on Court orders.

    151. Enforceable undertakings Part 4 Court orders

Part

Part 2

  1. 14

    Determination of systemic events

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    AI-assisted research summary: Section 14 is titled “Determination of systemic events.”

    14. Determination of systemic events 15. 16. 17.
  2. 18

    Directives to financial sector regulators

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    AI-assisted research summary: This section heading refers to directives to financial sector regulators.

    18. Directives to financial sector regulators 19. Exercise of powers by other organs of state Part 3 Financial Stability Oversight Committee Establishment of Financial Stability Oversight Committee Functions of Financial Stability Oversight Committee 20. 21.
  3. 35

    Overall governance objective

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    AI-assisted research summary: Section 35 is titled “Overall governance objective.”

    35. Overall governance objective
  4. 36

    Appointment of Chief Executive Officer

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    AI-assisted research summary: This section is titled about appointing a Chief Executive Officer, their role, term of office, and removal.

    36. Appointment of Chief Executive Officer Role of Chief Executive Officer 37. Term of office of Chief Executive Officer 38. 39. Removal of Chief Executive Officer
  5. 40

    Acting Chief Executive Officer

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    AI-assisted research summary: This section title appears to relate to an Acting Chief Executive Officer and the establishment of a Prudential Committee, but no rule text is provided.

    40. Acting Chief Executive Officer Establishment of Prudential Committee 41. Role of Prudential Committee 42.
  6. 43

    Meetings of Prudential Committee

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    AI-assisted research summary: Section heading: Meetings of Prudential Committee.

    43. Meetings of Prudential Committee
  7. 44

    Decisions of Prudential Committee

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    AI-assisted research summary: Section 44 is titled “Decisions of Prudential Committee.”

    44. Decisions of Prudential Committee
  8. 45

    Governance and other subcommittees

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    AI-assisted research summary: This section is titled “Governance and other subcommittees.”

    45. Governance and other subcommittees
  9. 46

    Duties of members of Prudential Committee and members of subcommittees

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    AI-assisted research summary: This section is titled as setting out duties of members of the Prudential Committee and its subcommittees, but the provided text does not state any actual duties.

    46. Duties of members of Prudential Committee and members of subcommittees 47.
  10. 49

    Disclosure of interests

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    AI-assisted research summary: Section heading: Disclosure of interests.

    49. Disclosure of interests Regulatory strategy Part 3 Staff, resources and financial management Staff and resources Resources provided by Reserve Bank 50. 51.
  11. 59

    Overall governance objective

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    AI-assisted research summary: This section is titled “Overall governance objective.”

    59. Overall governance objective 60. 61. 62. 63. 64. 65.
  12. 66

    Meetings of Executive Committee

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    AI-assisted research summary: This section is titled “Meetings of Executive Committee.”

    66. Meetings of Executive Committee
  13. 67

    Decisions of Executive Committee

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    AI-assisted research summary: Section 67 is titled “Decisions of Executive Committee.”

    67. Decisions of Executive Committee
  14. 68

    Governance and other subcommittees

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    AI-assisted research summary: This section concerns governance and other subcommittees.

    68. Governance and other subcommittees
  15. 69

    Duties of Commissioner, Deputy Commissioners and other subcommittee

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    AI-assisted research summary: This excerpt is headed “Duties of Commissioner, Deputy Commissioners and other subcommittee members” and mentions “Regulatory strategy,” but it does not include operative duty text.

    69. Duties of Commissioner, Deputy Commissioners and other subcommittee members Regulatory strategy 70.
  16. 72

    Disclosure of interests

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    AI-assisted research summary: Section 72 is titled “Disclosure of interests.”

    72. Disclosure of interests Part 3 Staff and resources 73. Staff and resources
  17. 81

    Working groups and subcommittees

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    AI-assisted research summary: This section is titled “Working groups and subcommittees.”

    81. Working groups and subcommittees 82. Support for Financial System Council of Regulators This gazette is also available free online at www.gpwonline.co.za Molao wa Taolo ya Lephata la Ditshelete , 2017 Nmr 9 ya 2017 GOVERNMENT GAZETTE, 22 AUGUST 2017 No. 41060 9 9 KGAOLO 4 BOTHATI JWA BOITSHWARO JWA LEPHATA LA DITSˇHELETE Tlhomo 56.
  18. 58

    AI-assisted research summary: Section 58 is titled “Ditiro” and lists headings for parts covering establishment, objectives, activities, government, participation, the Commissioner and Deputy Commissioners, and the term of office.

    58. Ditiro Karolo 1 Tlhomo, maitlhomo le ditiro Karolo 2 Puso Tlhomo le botsayakarolo jwa Komitikhuduthamaga Botsayakarolo jwa Khomisˇenara le Batlatsakhomisˇenara Paka ya tiro
  19. 59

    Maitlhomo ka kakaretso a puso

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    AI-assisted research summary: Section 59 is a heading reading “Maitlhomo ka kakaretso a puso.”

    59. Maitlhomo ka kakaretso a puso 60.
  20. 61

    Khomisˇenara le Batlatsakhomisˇenara

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    AI-assisted research summary: Section heading: “Khomisˇenara le Batlatsakhomisˇenara”.

    61. Khomisˇenara le Batlatsakhomisˇenara 62. 63.
  21. 65

    Go tloswa mo tirong

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    AI-assisted research summary: Section 65 is about removal from office.

    65. Go tloswa mo tirong
  22. 66

    Dikopano tsa Komitikhuduthamaga

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    AI-assisted research summary: Section 66 is titled “Dikopano tsa Komitikhuduthamaga”.

    66. Dikopano tsa Komitikhuduthamaga
  23. 67

    Ditshwetso tsa Komitikhuduthamaga

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    AI-assisted research summary: Section title: “Ditshwetso tsa Komitikhuduthamaga” (with “Puso le dikomititlaleletso tse dingwe”).

    67. Ditshwetso tsa Komitikhuduthamaga 68. Puso le dikomititlaleletso tse dingwe
  24. 69

    Ditiro tsa Khomisˇhenara, Batlatsakhomisˇenara le maloko a mangwe a

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    AI-assisted research summary: This section is a heading referring to the Commissioner, Deputy Commissioners, and other members of a committee.

    69. Ditiro tsa Khomisˇhenara, Batlatsakhomisˇenara le maloko a mangwe a komititlaleletso Leano la bolaodi 70.
  25. 71

    AI-assisted research summary: 71. Ditholelo 72. Tshenolo ya dikgatlhegelo Karolo 3 Badiri le ditlamelo Badiri le ditlamelo 73.

    71. Ditholelo 72. Tshenolo ya dikgatlhegelo Karolo 3 Badiri le ditlamelo Badiri le ditlamelo 73.
  26. 74

    Ditiro tsa maloko a badirimmogo

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    AI-assisted research summary: This provision text is only a set of headings: duties of employees, information about the Commissioner, and a chapter on cooperation and consultation.

    74. Ditiro tsa maloko a badirimmogo 75. Tshedimosetso ka Khomisˇenara KGAOLO 5 TIRISANOMMOGO LE KOPANO Karolo 1 Tirisanommogo le kopano 76. Tirisanommogo le kopano magareng ga balaodi ba lephata la ditsˇhelete le Banka ya Resefe
  27. 77

    Memorantamo wa tumalano

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    AI-assisted research summary: The provided text only shows the section title, “Memorantamo wa tumalano.”

    77. Memorantamo wa tumalano
  28. 78

    Maphata a mangwe a puso

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    AI-assisted research summary: Section 78 is a heading about other powers of government in relation to the Financial Planning Board Council.

    78. Maphata a mangwe a puso Karolo 2 Khansele ya Balaodi ba Thulaganyo ya Ditsˇhelete
  29. 79

    Khansele ya Balaodi ba Thulaganyo ya Ditsˇhelete

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    AI-assisted research summary: Section 79 is titled “Khansele ya Balaodi ba Thulaganyo ya Ditsˇhelete.”

    79. Khansele ya Balaodi ba Thulaganyo ya Ditsˇhelete
  30. 81

    Ditlhopha tse di dirang le dikomititlaleletso

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    AI-assisted research summary: Section heading: “Ditlhopha tse di dirang le dikomititlaleletso.”

    81. Ditlhopha tse di dirang le dikomititlaleletso 82. Tshegetso ya Khansele ya Balaodi ba Thulaganyo ya Ditsˇhelete This gazette is also available free online at www.gpwonline.co.za
  31. 10

    AI-assisted research summary: This excerpt shows the heading “Financial Sector Inter-Ministerial Council” and the section reference “83”.

    10 No. 41060 GOVERNMENT GAZETTE, 22 AUGUST 2017 Act No. 9 of 2017 Financial Sector Regulation Act, 2017 10 Part 3 Financial Sector Inter-Ministerial Council Financial Sector Inter-Ministerial Council 83.
  32. 91

    Applicability of Promotion of Administrative Justice Act to administrative

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    AI-assisted research summary: This section is titled as dealing with when the Promotion of Administrative Justice Act applies to administrative action by financial sector regulators.

    91. Applicability of Promotion of Administrative Justice Act to administrative action by financial sector regulators Procedures for specific administrative action in terms of Act Processes for determining or amending administrative action procedures Review of administrative action procedures Revocation of decisions Interpretation 92. 93. 94. 95. 96. CHAPTER 7 REGULATORY INSTRUMENTS Part 1 Regulatory instruments Interpretation Process for making regulatory instruments Substantially different regulatory instrument 97. 98. 99.
  33. 105

    Prudential standards

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    AI-assisted research summary: Section 105 is titled “Prudential standards.”

    105. Prudential standards
  34. 106

    Conduct standards

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    AI-assisted research summary: Section heading: Conduct standards.

    106. Conduct standards 107.
  35. 108

    Additional matters for making standards

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    AI-assisted research summary: This section is titled “Additional matters for making standards.”

    108. Additional matters for making standards
  36. 109

    Standards requiring concurrence of Reserve Bank

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    AI-assisted research summary: This section is titled “Standards requiring concurrence of Reserve Bank.”

    109. Standards requiring concurrence of Reserve Bank
  37. 110

    AI-assisted research summary: 110. General This gazette is also available free online at www.gpwonline.co.za Molao wa Taolo ya Lephata la Ditshelete , 2017 Nmr 9 ya 2017 GOVERNMENT GAZETTE, 22 AUGUST 2017 No. 41060 11 11 Karolo 3 Khansele ya Ditona ya Lephata la

    110. General This gazette is also available free online at www.gpwonline.co.za Molao wa Taolo ya Lephata la Ditshelete , 2017 Nmr 9 ya 2017 GOVERNMENT GAZETTE, 22 AUGUST 2017 No. 41060 11 11 Karolo 3 Khansele ya Ditona ya Lephata la Ditsˇhelete
  38. 83

    Khansele ya Ditona ya Lephata la Ditsˇhelete

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    AI-assisted research summary: Section 83 is titled “Khansele ya Ditona ya Lephata la Ditsˇhelete.”

    83. Khansele ya Ditona ya Lephata la Ditsˇhelete
  39. 84

    AI-assisted research summary: This text lists section and chapter headings, including “Dikopano” and “Dikomiti tsa tiro ya tsamaiso.”

    84. Dikopano 85. Tshireletso ya barekedi ba ditsˇhelete go ya ka melao ya lephata la ditsˇhelete, Molao wa Bosetsˇhaba wa Sekoloto le Consumer Protection Act Tekanyetso e e ikemetseng ya nonofo ya tirisanommogo le kopano 86. KGAOLO 6 DITIRO TSA TSAMAISO Karolo 1 Dikomiti tsa tiro ya tsamaiso
  40. 87

    Go tlhongwa le botokololo

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    AI-assisted research summary: This section is titled “Go tlhongwa le botokololo.”

    87. Go tlhongwa le botokololo
  41. 88

    Dipeelo tsa botokololo

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    AI-assisted research summary: Section 88 is titled “Dipeelo tsa botokololo.”

    88. Dipeelo tsa botokololo
  42. 89

    AI-assisted research summary: Section heading mentioning Dikopano, the Ombud Council, and the application of the Promotion of Administrative Justice Act to administrative action by financial sector authorities.

    89. Dikopano 90. Tiriso ya Karolo go Khansele ya Ombud Karolo 2 Bosiamisi jwa tsamaiso 91. Tirego ya Promotion of Administrative Justice Act go tiro ya tsamaiso ka balaodi ba lephata la ditsˇhelete
  43. 92

    Ditsamaiso mabapi le tiro ya tsamaiso e e tsepameng go ya ka Molao

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    AI-assisted research summary: This section is about procedures for administrative action under the law.

    92. Ditsamaiso mabapi le tiro ya tsamaiso e e tsepameng go ya ka Molao
  44. 93

    Dikgato tsa go tlhomamisa kgotsa go tlhabololaditsamaiso tsa tiro ya tsamaiso

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    AI-assisted research summary: Section 93 is titled “Steps to establish or amend administrative system procedures.”

    93. Dikgato tsa go tlhomamisa kgotsa go tlhabololaditsamaiso tsa tiro ya tsamaiso 94.
  45. 95

    Kgogelomorago ya ditshwetso

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    AI-assisted research summary: This provision appears to be a heading titled “Kgogelomorago ya ditshwetso.”

    95. Kgogelomorago ya ditshwetso 96. Thadiso ya ditsamaiso tsa kgato ya tsamaiso Tlhaloso KGAOLO 7 DIDIRISWA TSA BOLAODI Karolo 1 Didiriswa tsa bolaodi Tlhaloso 97.
  46. 98

    Dikgato tsa go dira didiriswa tsa bolaodi

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    AI-assisted research summary: Section 98 is titled “Dikgato tsa go dira didiriswa tsa bolaodi.”

    98. Dikgato tsa go dira didiriswa tsa bolaodi
  47. 99

    Didiriswa tsa bolaodi tsa pharologano e kgolo

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    AI-assisted research summary: Section 99 is titled "Didiriswa tsa bolaodi tsa pharologano e kgolo."

    99. Didiriswa tsa bolaodi tsa pharologano e kgolo
  48. 100

    Didiriswa tsa bolaodi tsa potlako

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    AI-assisted research summary: Section title: “Didiriswa tsa bolaodi tsa potlako”.

    100. Didiriswa tsa bolaodi tsa potlako
  49. 101

    Karolo ga e lekanyetse ditherisano tse dingwe

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    AI-assisted research summary: This section says it does not limit other discussions.

    101. Karolo ga e lekanyetse ditherisano tse dingwe
  50. 102

    Go dirwa, go phasalatswa le tshimololo ya didiriswa tsa bolaodi

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    AI-assisted research summary: This section concerns the making, phasing out, and commencement of regulatory instruments.

    102. Go dirwa, go phasalatswa le tshimololo ya didiriswa tsa bolaodi
  51. 103

    Thomelo ya didiriswa tsa bolaodi kwa Palamenteng

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    AI-assisted research summary: Section 103 is titled “Thomelo ya didiriswa tsa bolaodi kwa Palamenteng.”

    103. Thomelo ya didiriswa tsa bolaodi kwa Palamenteng
  52. 104

    Dipegelo ka ga dikgato tsa therisano

    Verify source ↗

    AI-assisted research summary: Section heading about consultation steps, Part 2: Conditions.

    104. Dipegelo ka ga dikgato tsa therisano Karolo 2 Maemo
  53. 105

    Maemo a tlhokomelo

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    AI-assisted research summary: Section 105 is titled “Maemo a tlhokomelo.”

    105. Maemo a tlhokomelo
  54. 106

    Maemo a boitshwaro

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    AI-assisted research summary: Section 106 is titled “Maemo a boitshwaro” (code of conduct).

    106. Maemo a boitshwaro
  55. 107

    Maemo a a kopantsweng

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    AI-assisted research summary: 107. Maemo a a kopantsweng

    107. Maemo a a kopantsweng
  56. 108

    Merero ya tlaleletso ya go dira maemo

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    AI-assisted research summary: Section 108 is titled “Merero ya tlaleletso ya go dira maemo.”

    108. Merero ya tlaleletso ya go dira maemo
  57. 109

    Maemo a a tlhokang tumelelo ya Banka ya Resefe

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    AI-assisted research summary: This section is about conditions that require Reserve Bank consent.

    109. Maemo a a tlhokang tumelelo ya Banka ya Resefe
  58. 110

    AI-assisted research summary: Section 110 is titled “Kakaretso” and notes that the gazette is also available free online.

    110. Kakaretso This gazette is also available free online at www.gpwonline.co.za
  59. 12

    AI-assisted research summary: This text only identifies Section 12 as part of Chapter 8 on licensing requirements.

    12 No. 41060 GOVERNMENT GAZETTE, 22 AUGUST 2017 Act No. 9 of 2017 Financial Sector Regulation Act, 2017 12 CHAPTER 8 LICENSING Part 1 Licensing requirements
  60. 113

    Power to grant licences

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    AI-assisted research summary: Section 113 is titled “Power to grant licences.”

    113. Power to grant licences
  61. 114

    Request for further information or documents by responsible authority

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    AI-assisted research summary: This section concerns requests by a responsible authority for further information or documents.

    114. Request for further information or documents by responsible authority
  62. 115

    Relevant matters for application for licence

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    AI-assisted research summary: This section concerns the matters relevant to an application for a licence.

    115. Relevant matters for application for licence
  63. 116

    Determination of applications

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    AI-assisted research summary: This section is titled “Determination of applications.”

    116. Determination of applications
  64. 117

    Reporting obligations of licensee

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    AI-assisted research summary: This section concerns reporting obligations for a licensee.

    117. Reporting obligations of licensee
  65. 118

    Licences not transferable

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    AI-assisted research summary: This section is about licences not being transferable.

    118. Licences not transferable
  66. 119

    Variation of licences

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    AI-assisted research summary: This section is about varying licences.

    119. Variation of licences
  67. 120

    Suspension of licences

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    AI-assisted research summary: This section is about the suspension of licences.

    120. Suspension of licences
  68. 121

    Revocation of licences

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    AI-assisted research summary: This section concerns revocation of licences.

    121. Revocation of licences
  69. 122

    Continuation of licensed activity despite suspension or revocation of licence

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    AI-assisted research summary: This section concerns continuing licensed activity even if a licence is suspended or revoked.

    122. Continuation of licensed activity despite suspension or revocation of licence
  70. 123

    Procedure for varying, suspending and revoking licences

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    AI-assisted research summary: This section is titled “Procedure for varying, suspending and revoking licences.”

    123. Procedure for varying, suspending and revoking licences
  71. 124

    Applications for licences

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    AI-assisted research summary: This section is titled “Applications for licences” and forms Part 3 of the provisions relating to all licences under financial sector laws.

    124. Applications for licences Part 3 Provisions relating to all licences under financial sector laws
  72. 111

    Tlhokego ya laesense mabapi le batlamedi ba dikuno tsa ditsˇhelete, ditirelo tsa

    Verify source ↗

    AI-assisted research summary: Section heading about licensing requirements for applicants for certain financial products, financial services, and market infrastructure arrangements.

    111. Tlhokego ya laesense mabapi le batlamedi ba dikuno tsa ditsˇhelete, ditirelo tsa ditsˇhelete le dithulaganyetso tsa popegotheo ya mebaraka Karolo 2 Dilaesense tse di tlhokegang go ya ka karolo 111(1)(b) kgotsa (2) kgotsa karolo 162
  73. 113

    Thata ya go aba dilaesense

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    AI-assisted research summary: Section heading about issuing licenses.

    113. Thata ya go aba dilaesense
  74. 114

    Kopo ya tshedimosetso e nngwe kgotsa dikwalo ka bothati jo bo rweleng

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    AI-assisted research summary: This section concerns a request for information or documents by the responsible authority.

    114. Kopo ya tshedimosetso e nngwe kgotsa dikwalo ka bothati jo bo rweleng maikarabelo
  75. 115

    Merero e e maleba ya go dira kopo ya laesense

    Verify source ↗

    AI-assisted research summary: This section is about requirements for applying for a licence.

    115. Merero e e maleba ya go dira kopo ya laesense
  76. 116

    Tlhomamiso ya dikopo

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    AI-assisted research summary: This section is titled “Tlhomamiso ya dikopo.”

    116. Tlhomamiso ya dikopo
  77. 117

    Go bega ditlamego tsa moabelwalaesense

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    AI-assisted research summary: This section concerns the obligations of a licence holder.

    117. Go bega ditlamego tsa moabelwalaesense
  78. 118

    Dilaesense tse di sa sutisiweng

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    AI-assisted research summary: This section is titled “Dilaesense tse di sa sutisiweng.”

    118. Dilaesense tse di sa sutisiweng
  79. 119

    Pharologantsho ya dilaesense

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    AI-assisted research summary: Section title about "Pharologantsho ya dilaesense".

    119. Pharologantsho ya dilaesense
  80. 120

    Kemiso ya dilaesense

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    AI-assisted research summary: This section is titled “Kemiso ya dilaesense” and appears to concern licensing arrangements.

    120. Kemiso ya dilaesense
  81. 121

    Phediso ya dilaesense

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    AI-assisted research summary: This section concerns licences.

    121. Phediso ya dilaesense
  82. 122

    Go tswela pele ga tiro e e abetsweng laesense go sa kgathalesege tshekego

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    AI-assisted research summary: Licensed work may continue even if it is inspected or the licence is cancelled.

    122. Go tswela pele ga tiro e e abetsweng laesense go sa kgathalesege tshekego kgotsa phediso ya laesense
  83. 123

    Tsamaiso mabapi le go farologanya, go sekega le go fedisa dilaesense

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    AI-assisted research summary: This section concerns the administration of license differentiation, appeals/reviews, and termination.

    123. Tsamaiso mabapi le go farologanya, go sekega le go fedisa dilaesense
  84. 124

    Go dira kopo ya laesense

    Verify source ↗

    AI-assisted research summary: This section is about applying for a licence.

    124. Go dira kopo ya laesense Karolo 3 Dikabelo tse di amanang le dilaesense tsotlhe tse di ka fa tlase ga melao ya lephata la ditsˇhelete
  85. 126

    Tumalano ya balaodi ba lephata la ditsˇhelete ka ga merero ya kabo ya laesense

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    AI-assisted research summary: This section concerns board agreements in the finance department about license allocation matters.

    126. Tumalano ya balaodi ba lephata la ditsˇhelete ka ga merero ya kabo ya laesense
  86. 127

    Tshenolo ya pateletso ya dilaesense

    Verify source ↗

    AI-assisted research summary: Section 127 is titled “Tshenolo ya pateletso ya dilaesense.”

    127. Tshenolo ya pateletso ya dilaesense
  87. 128

    AI-assisted research summary: Section 128 is titled “Phasalatso” and appears under Chapter 9 and Part 1 headings about information collection, workplace inspections, and investigations.

    128. Phasalatso KGAOLO 9 KGOBOKANYO YA TSHEDIMOSETSO, DITLHATLHOBO TSA BOTLHOKOMEDI TSA KWA TIRONG LE DIPATLISISO Karolo 1 Tiragatso le tlhaloso
  88. 129

    Tiragatso le tlhaloso ya Kgaolo

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    AI-assisted research summary: Section 129 is titled “Interpretation of the Chapter.”

    129. Tiragatso le tlhaloso ya Kgaolo
  89. 130

    Tshwanelo ya badiredi ba tsa molao

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    AI-assisted research summary: Section title about the collection of information for legal workers/officials.

    130. Tshwanelo ya badiredi ba tsa molao Karolo 2 Kgobokanyo ya tshedimosetso
  90. 131

    Kgobokanyo ya tshedimosetso

    Verify source ↗

    AI-assisted research summary: Section 131 is titled “Kgobokanyo ya tshedimosetso.”

    131. Kgobokanyo ya tshedimosetso This gazette is also available free online at www.gpwonline.co.za
  91. 14

    AI-assisted research summary: This excerpt only shows the section heading for Section 14 and the Part 3 heading, “Supervisory on-site inspections.”

    14 No. 41060 GOVERNMENT GAZETTE, 22 AUGUST 2017 Act No. 9 of 2017 Financial Sector Regulation Act, 2017 14 Part 3 Supervisory on-site inspections
  92. 143

    Directives by Prudential Authority

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    AI-assisted research summary: Section heading only: “Directives by Prudential Authority.”

    143. Directives by Prudential Authority
  93. 144

    Directives by Financial Sector Conduct Authority

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    AI-assisted research summary: This section is titled “Directives by Financial Sector Conduct Authority.”

    144. Directives by Financial Sector Conduct Authority
  94. 145

    Removal of person from position

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    AI-assisted research summary: This section is titled “Removal of person from position.”

    145. Removal of person from position
  95. 146

    Consultation requirements

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    AI-assisted research summary: This provision is titled “Consultation requirements.”

    146. Consultation requirements
  96. 147

    Period for compliance

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    AI-assisted research summary: Section 147 is titled “Period for compliance.”

    147. Period for compliance
  97. 148

    Revoking directives

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    AI-assisted research summary: Section 148 is titled “Revoking directives.”

    148. Revoking directives
  98. 149

    Compliance with directives

    Verify source ↗

    AI-assisted research summary: Section 149 is titled “Compliance with directives.”

    149. Compliance with directives
  99. 150

    Application and interpretation

    Verify source ↗

    AI-assisted research summary: This section is titled “Application and interpretation” for Part 3, Enforceable undertakings.

    150. Application and interpretation Part 3 Enforceable undertakings

Part

Part 4

  1. 11

    Maikarabelo a tlhomamo ya ditsˇhelete

    Verify source ↗

    AI-assisted research summary: Section 11 concerns financial obligations.

    11. Maikarabelo a tlhomamo ya ditsˇhelete
  2. 12

    Go lekolwa ga dikotsi ke Banka ya Resefe

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    AI-assisted research summary: This text appears to be a section heading about risk review by the Reserve Bank and a chapter on regulating scheduled activities and related risk information.

    12. Go lekolwa ga dikotsi ke Banka ya Resefe Thadiso ya tlhomamo ya ditsˇhelete 13. Karolo 2 Go laola ditiragalo tse di rulaganeng le dikotsi mabapi le ditiragalo tse di rulaganeng Tshedimosetso go Tona Tlhomamiso ya ditiragalo tse di rulaganeng 14.
  3. 15

    Ditiro tsa Banka ya Resefe mabapi le ditiragalo tse di rulaganeng

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    AI-assisted research summary: This section is titled “Reserve Bank functions regarding scheduled events.”

    15. Ditiro tsa Banka ya Resefe mabapi le ditiragalo tse di rulaganeng 16.
  4. 17

    Maikarabelo a balaodi ba lephata la ditsˇhelete

    Verify source ↗

    AI-assisted research summary: Responsibilities of financial sector regulators.

    17. Maikarabelo a balaodi ba lephata la ditsˇhelete
  5. 18

    Ditaelo go balaodi ba lephata la ditsˇhelete

    Verify source ↗

    AI-assisted research summary: This text appears to be section headings for a provision about directives to authorities in the finance department.

    18. Ditaelo go balaodi ba lephata la ditsˇhelete 19. Tiragatso ya dithata ka maphata a mangwe a puso Karolo 3 Komiti ya Kelotlhoko ya Tlhomamo ya Ditsˇhelete
  6. 20

    Go tlhongwa ga Komiti ya Kelotlhoko ya Tlhomamo ya Ditsˇhelete

    Verify source ↗

    AI-assisted research summary: This section concerns the establishment of a Financial Oversight Committee.

    20. Go tlhongwa ga Komiti ya Kelotlhoko ya Tlhomamo ya Ditsˇhelete
  7. 21

    Ditiro tsa Komiti ya Kelotlhoko ya Tlhomamo ya Ditsˇhelete

    Verify source ↗

    AI-assisted research summary: Section 21 is titled “Ditiro tsa Komiti ya Kelotlhoko ya Tlhomamo ya Ditsˇhelete.”

    21. Ditiro tsa Komiti ya Kelotlhoko ya Tlhomamo ya Ditsˇhelete 22. 23.
  8. 24

    Dikopano le tsamaiso

    Verify source ↗

    AI-assisted research summary: This section is titled “Dikopano le tsamaiso” and mentions administration support by the Reserve Bank and a finance department emergency forum.

    24. Dikopano le tsamaiso Boloko Tshegetso ya tsamaiso ka Banka ya Resefe Karolo 4 Foramo ya Tshoganyetso ya Lephata la Ditsˇhelete 25. Foramo ya Tshoganyetso ya Lephata la Ditsˇhelete This gazette is also available free online at www.gpwonline.co.za
  9. 6

    AI-assisted research summary: This excerpt only shows the section heading about cooperation among the Reserve Bank and financial sector regulators in relation to financial stability.

    6 No. 41060 GOVERNMENT GAZETTE, 22 AUGUST 2017 Act No. 9 of 2017 Financial Sector Regulation Act, 2017 6 Part 5 Roles of financial sector regulators and other organs of state in maintaining financial stability 26. Co-operation among Reserve Bank and financial sector regulators in relation to financial stability
  10. 135

    Powers to conduct investigations

    Verify source ↗

    AI-assisted research summary: Section 135 is titled “Powers to conduct investigations.”

    135. Powers to conduct investigations
  11. 136

    Powers of investigators to question and require production of documents or

    Verify source ↗

    AI-assisted research summary: Investigators have powers to question people and require production of documents or other items.

    136. Powers of investigators to question and require production of documents or other items
  12. 137

    Powers of investigators to enter and search premises

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    AI-assisted research summary: This section is titled “Powers of investigators to enter and search premises.”

    137. Powers of investigators to enter and search premises
  13. 138

    AI-assisted research summary: 138. Warrants 139. Interference with investigations

    138. Warrants 139. Interference with investigations
  14. 140

    Protections

    Verify source ↗

    AI-assisted research summary: Section 140 is titled “Protections” and sits within Chapter 10 (Enforcement), Part 1 (Guidance notices and interpretation rulings).

    140. Protections Part 5 Protections CHAPTER 10 ENFORCEMENT Part 1 Guidance notices and interpretation rulings
  15. 152

    Compliance with financial sector laws

    Verify source ↗

    AI-assisted research summary: Section 152 is titled “Compliance with financial sector laws.”

    152. Compliance with financial sector laws This gazette is also available free online at www.gpwonline.co.za Molao wa Taolo ya Lephata la Ditshelete , 2017 Nmr 9 ya 2017 GOVERNMENT GAZETTE, 22 AUGUST 2017 No. 41060 15 15 Karolo 3 Ditlhatlhobo tsa botlhokomedi kwa tirong
  16. 132

    Dithata tsa go dira ditlhatlhobo tsa botlhokomedi kwa tirong

    Verify source ↗

    AI-assisted research summary: Section heading about powers to conduct workplace inspections.

    132. Dithata tsa go dira ditlhatlhobo tsa botlhokomedi kwa tirong
  17. 133

    Go itshunyatshunya mo ditlhatlhobong tsa botlhokomedi kwa tirong

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    AI-assisted research summary: Section 133 is headed as a rule about interfering with workplace inspections or investigations.

    133. Go itshunyatshunya mo ditlhatlhobong tsa botlhokomedi kwa tirong Karolo 4 Dipatlisiso
  18. 135

    Dithata tsa go dira dipatlisiso

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    AI-assisted research summary: This section is about powers to conduct investigations.

    135. Dithata tsa go dira dipatlisiso
  19. 136

    Dithata tsa babatlisisi tsa go botsolotsa le go kopa go tlhagiswa ga makwalo

    Verify source ↗

    AI-assisted research summary: This section is about investigators’ powers to question people and request production of documents or other information.

    136. Dithata tsa babatlisisi tsa go botsolotsa le go kopa go tlhagiswa ga makwalo kgotsa dintlha tse dingwe
  20. 137

    Dithata tsa babatlisisi tsa go tsena le go phuruphutsa mo mafelong

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    AI-assisted research summary: This section concerns investigators’ powers to enter and search places.

    137. Dithata tsa babatlisisi tsa go tsena le go phuruphutsa mo mafelong
  21. 139

    Go itshunyatshunya mo dipatlisisong

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    AI-assisted research summary: This section heading refers to research or investigation.

    139. Go itshunyatshunya mo dipatlisisong
  22. 140

    Ditshireletso

    Verify source ↗

    AI-assisted research summary: Section 140 is titled “Ditshireletso” and appears as a heading within the listed parts and chapters.

    140. Ditshireletso Karolo 5 Ditshireletso KGAOLO 10 KGATELELO Karolo 1 Dikitsiso tsa kaelo le ditshwetso tsa tlhaloso
  23. 141

    Dikitsiso tsa kaelo

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    AI-assisted research summary: Section 141 is titled “Dikitsiso tsa kaelo.”

    141. Dikitsiso tsa kaelo
  24. 142

    Ditshwetso tsa tlhaloso

    Verify source ↗

    AI-assisted research summary: Section 142 is titled “Ditshwetso tsa tlhaloso” and sits in Chapter 2 on directives of financial department authorities.

    142. Ditshwetso tsa tlhaloso Karolo 2 Ditaelo tsa balaodi ba lephata la ditsˇhelete
  25. 143

    Ditaelo ka Bothati jwa Tlhokomelo

    Verify source ↗

    AI-assisted research summary: Section title only: “Ditaelo ka Bothati jwa Tlhokomelo”.

    143. Ditaelo ka Bothati jwa Tlhokomelo
  26. 144

    Ditaelo ka Bothati jwa Boitshwaro jwa Lephata la Ditsˇhelete

    Verify source ↗

    AI-assisted research summary: Section 144 is titled as dealing with the powers of the financial department’s ethics authority.

    144. Ditaelo ka Bothati jwa Boitshwaro jwa Lephata la Ditsˇhelete
  27. 145

    Go ntshiwa ga batho mo maemong

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    AI-assisted research summary: Go ntshiwa ga batho mo maemong.

    145. Go ntshiwa ga batho mo maemong
  28. 146

    Ditlhokego tsa ditherisano

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    AI-assisted research summary: Section 146 is titled “Requirements of consultations.”

    146. Ditlhokego tsa ditherisano
  29. 147

    Paka ya go ikamanya

    Verify source ↗

    AI-assisted research summary: Section 147 is titled “Paka ya go ikamanya.”

    147. Paka ya go ikamanya
  30. 148

    Kgogelomorago ya ditaelo

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    AI-assisted research summary: 148. Kgogelomorago ya ditaelo

    148. Kgogelomorago ya ditaelo
  31. 149

    Boikamanyo le ditaelo

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    AI-assisted research summary: 149. Boikamanyo le ditaelo

    149. Boikamanyo le ditaelo
  32. 150

    Tiragatso le tlhaloso

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    AI-assisted research summary: This section is titled “Interpretation and definition” for Part 3 on enforceable agreements.

    150. Tiragatso le tlhaloso Karolo3 Ditumalano tse di gatelelwang
  33. 151

    Ditumalano tse di gatelelwang

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    AI-assisted research summary: This section is a heading for Part 4 on court directions.

    151. Ditumalano tse di gatelelwang Karolo 4 Ditaelo tsa Kgotlatshekelo
  34. 152

    Go ikamanya le melao ya lephata la ditsˇhelete

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    AI-assisted research summary: This section is about compliance with the rules of the finance department.

    152. Go ikamanya le melao ya lephata la ditsˇhelete This gazette is also available free online at www.gpwonline.co.za
  35. 16

    AI-assisted research summary: 16 No. 41060 GOVERNMENT GAZETTE, 22 AUGUST 2017 Act No. 9 of 2017 Financial Sector Regulation Act, 2017 16 Part 5 Debarment

    16 No. 41060 GOVERNMENT GAZETTE, 22 AUGUST 2017 Act No. 9 of 2017 Financial Sector Regulation Act, 2017 16 Part 5 Debarment

Part

Part 5

  1. 27

    Memoranda of understanding relating to financial stability

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    AI-assisted research summary: 27. Memoranda of understanding relating to financial stability 28. Roles of other organs of state in relation to financial stability Part 6 Systemically important financial institutions

    27. Memoranda of understanding relating to financial stability 28. Roles of other organs of state in relation to financial stability Part 6 Systemically important financial institutions
  2. 154

    Consultation requirements

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    AI-assisted research summary: This section is about consultation requirements.

    154. Consultation requirements
  3. 155

    Where person cannot be located

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    AI-assisted research summary: Section 155 is titled “Where person cannot be located” and sits under Part 6, Leniency agreements.

    155. Where person cannot be located Part 6 Leniency agreements

Part

Part 6

  1. 29

    Designation of systemically important financial institutions

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    AI-assisted research summary: Section heading for designation of systemically important financial institutions.

    29. Designation of systemically important financial institutions 30. Prudential standards and regulator’s directives in respect of systemically important financial institutions
  2. 31

    Winding-up and similar steps in respect of systemically important financial

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    AI-assisted research summary: This section is a heading for rules about winding-up and similar steps for systemically important financial institutions.

    31. Winding-up and similar steps in respect of systemically important financial institutions CHAPTER 3 PRUDENTIAL AUTHORITY Part 1 Establishment, objective and functions Establishment 32.
  3. 156

    Leniency agreements

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    AI-assisted research summary: This section is titled “Leniency agreements.”

    156. Leniency agreements CHAPTER 11 SIGNIFICANT OWNERS Part 1 Significant owners

Part

CHAPTER 12

  1. 160

    Designation of financial conglomerates

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    AI-assisted research summary: This section is titled “Designation of financial conglomerates.”

    160. Designation of financial conglomerates
  2. 161

    Notification by eligible financial institution

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    AI-assisted research summary: This section is titled “Notification by eligible financial institution.”

    161. Notification by eligible financial institution
  3. 162

    Licensing requirements for holding companies of financial conglomerates

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    AI-assisted research summary: Section 162 concerns licensing requirements for holding companies of financial conglomerates.

    162. Licensing requirements for holding companies of financial conglomerates
  4. 163

    Non-operating holding companies of financial conglomerates

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    AI-assisted research summary: Section heading: “Non-operating holding companies of financial conglomerates.”

    163. Non-operating holding companies of financial conglomerates
  5. 164

    Standards for financial conglomerates

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    AI-assisted research summary: This section is titled “Standards for financial conglomerates.”

    164. Standards for financial conglomerates
  6. 165

    Directives to holding companies

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    AI-assisted research summary: Section 165 is titled “Directives to holding companies.”

    165. Directives to holding companies
  7. 166

    Approval and prior notification of acquisitions and disposals

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    AI-assisted research summary: Section 166 is titled “Approval and prior notification of acquisitions and disposals.”

    166. Approval and prior notification of acquisitions and disposals CHAPTER 13 ADMINISTRATIVE PENALTIES

Part

CHAPTER 13

  1. 167

    Administrative penalties

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    AI-assisted research summary: This section is titled “Administrative penalties.”

    167. Administrative penalties
  2. 168

    AI-assisted research summary: This text only shows the headings “Payment” and “Interest.”

    168. Payment 169. Interest
  3. 171

    Application of amounts paid as administrative penalties

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    AI-assisted research summary: Section 171 concerns how amounts paid as administrative penalties are applied.

    171. Application of amounts paid as administrative penalties
  4. 172

    Administrative penalty taken into account in sentencing

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    AI-assisted research summary: This section says an administrative penalty must be taken into account when sentencing.

    172. Administrative penalty taken into account in sentencing

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