TCA § 45-2-1806 — Investment advisors — Registration — United States — Tennessee law | Esheria

TCA § 45-2-1806 — Investment advisors — Registration

A state bank or state bank subsidiary acting as an investment advisor to a mutual fund must register as an investment advisor with the SEC and the department of commerce and insurance.

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Jurisdiction
United States — Tennessee
Instrument
Act or statute
Version
Undated source snapshot
Language
en
Official source
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banks investment advisors registration

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